Filing Details

Accession Number:
0001208931-20-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-02 13:46:58
Reporting Period:
2020-06-16
Accepted Time:
2020-07-02 13:46:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041657 Urban One Inc. UONE/UONEK Radio Broadcasting Stations (4832) 521166660
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208931 W Brian Mcneill 1010 Wayne Avenue
14Th Floor
Silver Spring MD 20910
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class D Common Stock Acquisiton 2020-06-16 11,628 $0.00 886,365 No 4 M Direct
Class D Common Stock Acquisiton 2020-06-17 12,500 $0.00 898,865 No 4 M Direct
Class D Common Stock Disposition 2020-06-16 13,369 $1.87 912,234 No 4 M Direct
Class D Common Stock Disposition 2020-06-16 22,935 $1.09 935,169 No 4 M Direct
Class D Common Stock Disposition 2020-06-16 30,120 $0.83 965,289 No 4 M Direct
Class D Common Stock Disposition 2020-06-16 66,424 $3.45 898,865 No 4 S Direct
Class D Common Stock Disposition 2020-06-17 69,821 $4.02 829,044 No 4 S Direct
Class D Common Stock Disposition 2020-06-18 150,000 $3.43 679,044 No 4 S Direct
Class A Common Stock Disposition 2020-06-19 26,434 $38.53 652,610 No 4 S Direct
Class D Common Stock Disposition 2020-06-23 200,000 $2.80 452,610 No 4 S Direct
Class D Common Stock Disposition 2020-06-24 47,335 $3.19 405,275 No 4 S Direct
Class D Common Stock Disposition 2020-06-24 47,000 $3.20 358,275 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class D Common Stock Stock Option Disposition 2020-06-16 13,369 $3.45 13,369 $1.87
Class D Common Stock Stock Option Disposition 2020-06-16 22,935 $3.45 22,935 $1.09
Class D Common Stock Stock Option Disposition 2020-06-16 30,120 $3.45 30,120 $0.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,369 2011-01-05 2021-01-05 No 4 M Direct
22,935 2011-06-06 2021-06-06 No 4 M Direct
30,120 2012-09-05 2022-09-05 No 4 M Direct
Footnotes
  1. Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.
  2. Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 358,275 shares of Urban One, Inc. common stock as follows: (1) after the transaction reported hereunder Mr. McNeill owns no shares of Class A common stock; and (2) 358,275 shares of Class D common stock. This number does not include options. After the transactions hereunder, Mr. McNeill holds no further options.