Filing Details

Accession Number:
0001225208-20-009258
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-01 21:17:16
Reporting Period:
2020-06-26
Accepted Time:
2020-07-01 21:17:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443909 James Owens 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-26 48,331 $22.27 261,812 No 4 M Direct
Common Stock Disposition 2020-06-26 48,331 $42.36 213,481 No 4 S Direct
Common Stock Acquisiton 2020-06-29 15,748 $25.19 229,229 No 4 M Direct
Common Stock Disposition 2020-06-29 6,447 $44.91 222,782 No 4 S Direct
Common Stock Disposition 2020-06-29 9,301 $44.17 213,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2020-06-26 48,331 $22.27 48,331 $22.27
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2020-06-29 15,748 $25.19 15,748 $25.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-20 2021-01-20 No 4 M Direct
0 2012-07-07 2021-07-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 358 Indirect By 401(k) Plan
Common Stock 280 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2013-01-26 2022-01-26 77,881 77,881 Direct
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2017-01-19 2026-01-19 182,039 182,039 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2014-01-24 2023-01-24 80,697 80,697 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2016-01-22 2025-01-22 112,727 112,727 Direct
Common Stock Employee Stock Option (Right-to-Buy) $45.04 2020-01-24 2029-01-24 226,403 226,403 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.35 2021-01-24 2030-01-24 238,872 238,872 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2015-01-23 2024-01-23 79,061 79,061 Direct
Common Stock Employee Stock Option (Right-to-Buy) $50.10 2018-01-26 2027-01-26 151,826 151,826 Direct
Common Stock Employee Stock Option (Right-to-Buy) $53.57 2019-01-25 2028-01-25 146,887 146,887 Direct
Common Stock Performance Stock Option (Right-to-Buy) $57.70 2021-01-31 2027-10-20 289,684 289,684 Direct
Common Stock Performance Stock Units $0.00 2020-01-24 2022-01-24 16,618 16,618 Direct
Common Stock Performance Stock Units $0.00 2019-01-25 2021-01-25 5,434 5,434 Direct
Common Stock Performance Stock Units (CEO) $0.00 2020-01-24 2022-01-24 16,619 16,619 Direct
Common Stock Performance Stock Units (CEO) $0.00 2019-01-25 2021-01-25 5,438 5,438 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-01-26 77,881 77,881 Direct
2026-01-19 182,039 182,039 Direct
2023-01-24 80,697 80,697 Direct
2025-01-22 112,727 112,727 Direct
2029-01-24 226,403 226,403 Direct
2030-01-24 238,872 238,872 Direct
2024-01-23 79,061 79,061 Direct
2027-01-26 151,826 151,826 Direct
2028-01-25 146,887 146,887 Direct
2027-10-20 289,684 289,684 Direct
2022-01-24 16,618 16,618 Direct
2021-01-25 5,434 5,434 Direct
2022-01-24 16,619 16,619 Direct
2021-01-25 5,438 5,438 Direct
Footnotes
  1. The price reported is the volume weighted average price ("VWAP") on June 26, 2020.
  2. The price reported is a weighted average sale price. The 6,447 shares were sold in multiple transactions at prices ranging from $44.6150 to $45.07 for a weighted average sale price of $44.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. The price reported is a weighted average sale price. The 9,301 shares were sold in multiple transactions at prices ranging from $43.54 to $44.52 for a weighted average sale price of $44.17. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  5. Held jointly by spouse and son.
  6. This option is 100% vested.
  7. This option vests in three equal annual installments beginning on the date shown.
  8. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
  9. These performance stock units convert into shares of common stock on a 1-for-1 basis.
  10. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
  11. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
  12. These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.