Filing Details

Accession Number:
0001209191-20-039849
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-01 17:45:07
Reporting Period:
2020-06-30
Accepted Time:
2020-07-01 17:45:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1722271 Akouos Inc. AKUS () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1694560 New Enterprise Associates 16, L.p. 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1712881 Nea Partners 16, L.p. 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1712882 Nea 16 Gp, Llc 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-30 513,758 $0.00 513,758 No 4 C Direct
Common Stock Acquisiton 2020-06-30 1,992,238 $0.00 2,505,996 No 4 C Direct
Common Stock Acquisiton 2020-06-30 1,199,976 $0.00 3,705,972 No 4 C Direct
Common Stock Acquisiton 2020-06-30 588,235 $17.00 4,294,207 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series Seed Preferred Stock Disposition 2020-06-30 513,758 $0.00 513,758 $0.00
Common Stock Series A Preferred Stock Disposition 2020-06-30 1,992,238 $0.00 1,992,238 $0.00
Common Stock Series B Preferred Stock Disposition 2020-06-30 1,199,976 $0.00 1,199,976 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. On June 30, 2020, the Series Seed Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. The shares are directly held by New Enterprise Associates 16, L.P. ("NEA 16"), and indirectly held by NEA Partners 16, L.P. ("NEA Partners 16"), the sole general partner of NEA 16, NEA 16 GP, LLC ("NEA 16 GP"), the sole general partner of NEA Partners 16, and the individual managers of NEA 16 GP (NEA Partners 16, NEA 16 GP and the individual managers of NEA 16 GP, together, the "Indirect Reporting Persons"). The individual managers of NEA 16 GP are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony A. Florence, Jr., Mohamad Makhzoumi, Josh Makower, Scott D. Sandell, Peter W. Sonsini and Paul Walker. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 shares in which the Indirect Reporting Persons have no pecuniary interest.
  3. On June 30, 2020, the Series A Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  4. On June 30, 2020, the Series B Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.