Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
0001104659-20-078316
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-06-29 21:51:01
Reporting Period:
2020-06-23
Accepted Time:
2020-06-29 21:51:01
Original Submission Date:
2020-06-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33488 Escalade Inc ESCA Sporting & Athletic Goods, Nec (3949) 132739290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463197 J Patrick Griffin 817 Maxwell Avenue
Evansville IN 47711
Vice President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-23 2,000 $0.00 519,334 No 5 G Direct
Common Stock Acquisiton 2020-06-23 2,000 $0.00 2,000 No 5 G Indirect By adult son
Common Stock Acquisiton 2020-06-23 4 $12.25 1,313,014 No 4 P Indirect Family Limited Partnership
Common Stock Acquisiton 2020-06-24 13,722 $12.80 1,326,736 No 4 P Indirect Family Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By adult son
No 4 P Indirect Family Limited Partnership
No 4 P Indirect Family Limited Partnership
Footnotes
  1. On June 23, 2020, Mr. Griffin gifted 2,000 shares to his adult son, who shares the same household. Mr. Griffin disclaims beneficial ownership of the shares held by his adult son, and this report should not be considered an admission that Mr. Griffin is the beneficial owner of his son's shares for purposes of Section 16 or any other purpose.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.99 per share.
  3. The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.
  4. Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert E. Griffin, his father, which shares are also included by Mr. Robert E. Griffin on his Section 16 reports.