Filing Details

Accession Number:
0001763113-20-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-26 18:47:12
Reporting Period:
2020-06-26
Accepted Time:
2020-06-26 18:47:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
744452 Applied Dna Sciences Inc APDN Services-Miscellaneous Business Services (7380) 592262718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1763113 W William Montgomery 34211 Seavey Loop Rd.
Eugene OR 97405
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Applied Dna Sciences Inc. Common Stock Disposition 2020-06-26 80,000 $8.65 135,000 No 4 P Direct
Applied Dna Sciences Inc. Common Stock Acquisiton 2020-06-26 110,000 $5.25 245,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Applied Dna Sciences Inc. Common Stock Applied DNA Sciences Inc. 5 year warrant Disposition 2020-06-26 110,000 $2.50 110,000 $5.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-15 2024-11-15 No 4 P Direct
Footnotes
  1. cash exercise of warrants (see Table II)
  2. Based on 4,928,197 shares outstanding on 6/18/20 per Beth Jantzen (CFO of APDN) - plus 110,000 shares from my warrants - my common stock ownership is 4.86% As I am no longer a 5% owner this is my final SEC filing.
  3. cash exercise of warrants