Filing Details

Accession Number:
0001179110-20-007786
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-06-25 21:48:47
Reporting Period:
2020-06-23
Accepted Time:
2020-06-25 21:48:47
Original Submission Date:
2020-06-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33488 Escalade Inc ESCA Sporting & Athletic Goods, Nec (3949) 132739290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901806 E Robert Griffin 817 Maxwell Avenue
Evansville IN 47711
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-23 4 $12.25 1,313,014 No 4 P Indirect Family Limited Partnership
Common Stock Acquisiton 2020-06-24 13,722 $12.71 1,326,736 No 4 P Indirect Family Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Family Limited Partnership
No 4 P Indirect Family Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300,000 Indirect Spouse's Trust
Common Stock 644,673 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.91 per share.
  2. The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.
  3. Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports.
  4. Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.