Filing Details

Accession Number:
0001127602-20-020379
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-25 21:36:48
Reporting Period:
2019-12-27
Accepted Time:
2020-06-25 21:36:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575023 Farhad Nanji C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-27 67,838 $0.00 254,078 No 4 J Direct
Common Stock Disposition 2020-06-23 50,000 $41.34 208,571 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
Footnotes
  1. Pro rata distribution from HC Partners LLC to the Reporting Person.
  2. The price reported is the weighted average price of multiple transactions ranging from $41.33 to $41.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  3. The total shown in this Column 5 takes into account the transactions reported on Forms 4 filed on 2/12/2020, 2/27/2020 and 5/13/2020.
  4. The reported amount consists of 4,236 restricted stock units and 204,335 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.