Filing Details

Accession Number:
0001437749-20-013719
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-23 21:22:33
Reporting Period:
2020-06-19
Accepted Time:
2020-06-23 21:22:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
925741 Biocardia Inc. BCDA;BCDAW Biological Products, (No Disgnostic Substances) (2836) 232753988
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789590 L. Jim Allen C/O Biocardia, Inc.
125 Shoreway Road, Suite B
San Carlos CA 94070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-19 142,850 $2.10 668,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 92 Indirect See Footnote
Common Stock 92 Indirect See Footnote
Footnotes
  1. These shares were purchased from the underwriters in a firm-commitment underwritten public offering of shares of the Issuer's common stock that closed on June 19, 2020.
  2. These shares are held in a custodial account for the benefit of a grandchild of the Reporting Person.