Filing Details

Accession Number:
0001437749-20-013689
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-23 17:07:40
Reporting Period:
2020-06-19
Accepted Time:
2020-06-23 17:07:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703956 Concrete Pumping Holdings Inc. BBCP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622235 M Brent Stevens C/o Concrete Pumping Holdings, Inc.
500 E. 84Th Avenue, Suite A-5
Denver CO 80229
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-19 1,288 $4.02 899,228 No 4 S Direct
Common Stock Disposition 2020-06-23 1,397 $3.96 897,831 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,005,275 Indirect By BBCP Investors
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.95 to $3.98, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The securities are held directly by BBCP Investors, LLC ("BBCP Investors"), which is wholly owned by PGP Investors, LLC. M. Brent Stevens is the Manager of PGP Advisors, LLC, which is the manager of PGP Manager, LLC, which is the manager of PGP Investors, LLC. Mr. Stevens has the power to vote and dispose the securities, and thus may be deemed to beneficially own the securities held by BBCP Investors. Mr. Stevens and the other entities disclaim beneficial ownership of such securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that Mr. Stevens or any entity is the beneficial owner of the securities for purposes of Section 16 or any other purpose.