Filing Details

Accession Number:
0001225208-20-009159
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-23 16:09:58
Reporting Period:
2020-05-27
Accepted Time:
2020-06-23 16:09:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783180 Carrier Global Corp CARR Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 834051582
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808321 J. Kevin O'connor 13995 Pasteur Boulevard
Palm Beach Gardens FL 33418
Senior Vice President & Clo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-27 7 $19.99 0 No 4 S Indirect By UTC Savings Plan Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By UTC Savings Plan Trustee
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 516 Direct
Footnotes
  1. The reporting person held a small number of Carrier shares in the United Technologies Corporation (UTC) Savings Plan that resulted from Carrier's spinoff from UTC on April 3, 2020. That small sum of shares were inadvertently sold in the course of rolling over the reporting person's holdings in the UTC Savings Plan into his account with an investment firm.
  2. The reporting person held shares of United Technologies Corporation (UTC) that resulted in the receipt of 516 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.