Filing Details

Accession Number:
0001179110-20-007570
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-18 19:32:49
Reporting Period:
2020-06-16
Accepted Time:
2020-06-18 19:32:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350653 Alphatec Holdings Inc. ATEC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230641 L L James Tullis C/O Alphatec Spine, Inc.
5818 El Camino Real
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-16 38,000 $5.15 715,828 No 4 S Indirect By Tullis Growth Fund, L.P.
Common Stock Acquisiton 2020-06-17 22,146 $0.00 127,734 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Tullis Growth Fund, L.P.
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,743,803 Indirect By Tullis Dickerson Capital Focus III, LP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.05 to $5.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. On June 17, 2020, issuer granted to the reporting person 22,146 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date.