Filing Details

Accession Number:
0001763113-20-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-18 18:14:34
Reporting Period:
2020-06-18
Accepted Time:
2020-06-18 18:14:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
744452 Applied Dna Sciences Inc APDN Services-Miscellaneous Business Services (7380) 592262718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1763113 W William Montgomery 34211 Seavey Loop Rd.
Eugene OR 97405
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Applied Dna Sciences Inc. Common Stock Acquisiton 2020-06-18 40,000 $5.25 215,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Applied Dna Sciences Inc. Common Stock Applied DNA Sciences Inc. 5 year warrant Disposition 2020-06-18 40,000 $2.50 40,000 $5.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
110,000 2019-11-15 2024-11-15 No 4 P Direct
Footnotes
  1. cash exercise of warrants (see Table II)
  2. cash exercise of warrant
  3. Based on 4,928,197 shares outstanding on 6/18/20 per Beth Jantzen (CFO of APDN), my common stock ownership is 4.36% If I exercised my remaining 110,000 warrants, my ownership would be 6.45%.