Filing Details

Accession Number:
0001209191-20-037459
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-17 20:06:15
Reporting Period:
2020-06-15
Accepted Time:
2020-06-17 20:06:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535379 Cloudera Inc. CLDR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415326 Scott Reasoner C/O Cloudera, Inc.
395 Page Mill Road
Palo Alto CA 94306
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-15 3,415 $0.00 91,428 No 4 M Direct
Common Stock Acquisiton 2020-06-15 1,138 $0.00 92,570 No 4 M Direct
Common Stock Acquisiton 2020-06-15 47,710 $0.00 140,280 No 4 M Direct
Common Stock Acquisiton 2020-06-15 23,854 $0.00 164,134 No 4 M Direct
Common Stock Disposition 2020-06-15 28,438 $11.60 135,696 No 4 F Direct
Common Stock Disposition 2020-06-15 1,721 $12.72 133,975 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units (RSU) Disposition 2020-06-15 3,415 $0.00 3,415 $0.00
Common Stock Restricted Stock Units (RSU) Disposition 2020-06-15 1,138 $0.00 1,138 $0.00
Common Stock Restricted Stock Units (RSU) Disposition 2020-06-15 47,710 $0.00 47,710 $0.00
Common Stock Restricted Stock Units (RSU) Disposition 2020-06-15 23,854 $0.00 23,854 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,154 No 4 M Direct
11,385 No 4 M Direct
143,130 No 4 M Direct
166,985 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
  2. The total reflects four less shares than previously reported to correct a previous inadvertent clerical error.
  3. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
  4. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  5. Represents the weighted average sales price per share. The shares sold at prices ranging from $12.715 to $12.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  6. The RSUs vest as to 1/16th of the total number shares on each quarterly anniversary date of December 15, 2018, until 100% vested, subject to the Reporting Person's continued service through each vesting date.
  7. The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of shares in equal quarterly installments, until 100% vested, subject to the Reporting Person's continued service through each vesting date.
  8. The RSUs vested as to 1/4th of the total number of shares on June 15, 2020 and thereafter vest as to 1/4th of the total number of shares in equal quarterly installments until 100% vested, subject to the Reporting Person's continued service through each vesting date.
  9. The RSUs vested as to 1/8th of the total number of shares on June 15, 2020 and thereafter vest as to 1/8th of the total number of shares in equal quarterly installments until 100% vested, subject to the Reporting Person's continued service through each vesting date.