Filing Details
- Accession Number:
- 0001366561-20-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-17 19:47:14
- Reporting Period:
- 2020-06-15
- Accepted Time:
- 2020-06-17 19:47:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366561 | Smartsheet Inc | SMAR | Services-Prepackaged Software (7372) | 202954357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775659 | Anna Griffin | C/O Smartsheet Inc. 10500 Ne 8Th St., Suite 1300 Bellevue WA 98004 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-06-15 | 3,091 | $0.00 | 12,137 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-06-15 | 919 | $47.10 | 11,218 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2020-06-16 | 4,000 | $48.00 | 7,218 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2020-06-15 | 3,091 | $0.00 | 3,091 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,012 | 2023-03-15 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- Includes 427 shares of Class A Common Stock acquired under the issuer's employee stock purchase plan on March 24, 2020.
- Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
- The RSUs vested as to 25% of the total shares on March 15, 2020 and then 6.25% of the total shares vest quarterly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.
Billionaire Hedge Funds
