Filing Details
- Accession Number:
- 0001441816-20-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-17 19:04:46
- Reporting Period:
- 2020-06-15
- Accepted Time:
- 2020-06-17 19:04:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1719479 | Eliot Horowitz | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-06-11 | 1,229,663 | $0.00 | 1,335,285 | No | 5 | J | Direct | |
| Class A Common Stock | Disposition | 2020-06-15 | 5,600 | $189.38 | 1,329,685 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-06-15 | 1,147 | $190.18 | 1,328,538 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-06-15 | 2,153 | $191.31 | 1,326,385 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-06-15 | 1,900 | $192.30 | 1,324,485 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-06-15 | 7,600 | $193.28 | 1,316,885 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-06-15 | 600 | $194.03 | 1,316,285 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-06-11 | 302,500 | $0.00 | 302,500 | No | 5 | J | Indirect | By Trust |
| Class A Common Stock | Disposition | 2020-06-15 | 3,122 | $189.29 | 299,378 | No | 4 | S | Indirect | By Trust |
| Class A Common Stock | Disposition | 2020-06-15 | 718 | $190.67 | 298,660 | No | 4 | S | Indirect | By Trust |
| Class A Common Stock | Disposition | 2020-06-15 | 3,360 | $191.40 | 295,300 | No | 4 | S | Indirect | By Trust |
| Class A Common Stock | Disposition | 2020-06-15 | 300 | $192.21 | 295,000 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | J | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-06-11 | 1,229,663 | $0.00 | 1,229,663 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-06-11 | 302,500 | $0.00 | 302,500 | $0.00 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-06-11 | 225,000 | $0.00 | 225,000 | $5.72 |
| Class A Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2020-06-11 | 225,000 | $0.00 | 225,000 | $5.72 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-06-11 | 100,000 | $0.00 | 100,000 | $6.50 |
| Class A Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2020-06-11 | 100,000 | $0.00 | 100,000 | $6.50 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-06-11 | 200,000 | $0.00 | 200,000 | $6.50 |
| Class A Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2020-06-11 | 200,000 | $0.00 | 200,000 | $6.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 5 | J | Direct | ||
| 0 | No | 5 | J | Indirect | ||
| 0 | 2023-03-07 | No | 5 | J | Direct | |
| 225,000 | 2023-03-07 | No | 5 | J | Direct | |
| 0 | 2025-04-22 | No | 5 | J | Direct | |
| 100,000 | 2025-04-22 | No | 5 | J | Direct | |
| 0 | 2026-04-13 | No | 5 | J | Direct | |
| 200,000 | 2026-04-13 | No | 5 | J | Direct |
Footnotes
- This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.
- The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.70 to $189.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.71 to $190.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.95 to $193.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $193.98 to $194.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.70 to $189.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.97 to $190.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.01 to $191.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.19 to $192.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.
- Immediately exercisable and fully vested.
- All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 158,320 shares are vested. The remaining 41,680 shares shall vest in 10 equal monthly installments beginning on July 13, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.
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