Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-06-17 18:49:20
Reporting Period:
Accepted Time:
2020-06-17 18:49:20
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1615165 Veritone Inc. VERI Services-Computer Processing & Data Preparation (7374) 471161641
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705446 Ryan Steelberg C/o Veritone, Inc.
575 Anton Boulevard
Costa Mesa CA 92626
President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-15 140,000 $0.00 212,633 No 4 A Direct
Common Stock Acquisiton 2020-06-15 14,695 $13.53 132,097 No 4 P Indirect Held by Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Indirect Held by Living Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 215,921 Indirect Held by Steel Veritone Fund I, LLC
Common Stock 2,003,349 Indirect Held by RVH, LLC
  1. Consists of restricted stock units representing the right to receive upon vesting a total of 140,000 shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.
  2. Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $13.49 to $13.55 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. Shares are held by reporting person as trustee of a living trust.
  4. Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  5. Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.