Filing Details

Accession Number:
0001593968-20-001494
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-17 18:46:14
Reporting Period:
2020-06-15
Accepted Time:
2020-06-17 18:46:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1615165 Veritone Inc. VERI Services-Computer Processing & Data Preparation (7374) 471161641
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704669 Chad Steelberg C/o Veritone, Inc.
575 Anton Boulevard
Costa Mesa CA 92626
Ceo, Chairman Of The Board No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-15 350,000 $0.00 487,359 No 4 A Direct
Common Stock Acquisiton 2020-06-15 14,695 $13.60 502,054 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 215,921 Indirect Held by Steel Veritone Fund I, LLC
Common Stock 160,426 Indirect Held by CSVH, LLC
Common Stock 425,603 Indirect Held by son
Common Stock 425,603 Indirect Held by daughter
Common Stock 425,603 Indirect Held by spouse as custodian
Footnotes
  1. Consists of restricted stock units representing the right to receive upon vesting a total of 350,000 shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.
  2. Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $13.51 to $13.74 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  4. Shares are held by CSVH, LLC, a limited liability company. Reporting person is the sole manager and member of CSVH, LLC.
  5. Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
  6. Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
  7. Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.