- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2020-06-17 18:46:14
- Reporting Period:
- Accepted Time:
- 2020-06-17 18:46:14
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1615165||Veritone Inc.||VERI||Services-Computer Processing & Data Preparation (7374)||471161641|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1704669||Chad Steelberg||C/o Veritone, Inc. |
575 Anton Boulevard
Costa Mesa CA 92626
|Ceo, Chairman Of The Board||No||No||No||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||215,921||Indirect||Held by Steel Veritone Fund I, LLC|
|Common Stock||160,426||Indirect||Held by CSVH, LLC|
|Common Stock||425,603||Indirect||Held by son|
|Common Stock||425,603||Indirect||Held by daughter|
|Common Stock||425,603||Indirect||Held by spouse as custodian|
- Consists of restricted stock units representing the right to receive upon vesting a total of 350,000 shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.
- Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $13.51 to $13.74 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares are held by CSVH, LLC, a limited liability company. Reporting person is the sole manager and member of CSVH, LLC.
- Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
- Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
- Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.