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Filing Details

Accession Number:: 0001593968-20-001494
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-17 18:46:14
Reporting Period:: 2020-06-15

Accepted Time:: 2020-06-17 18:46:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1615165	Veritone Inc.	VERI	Services-Computer Processing & Data Preparation (7374)	471161641

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1704669	Chad Steelberg	C/O Veritone, Inc. 575 Anton Boulevard Costa Mesa CA 92626	Ceo, Chairman Of The Board	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-06-15	350,000	$0.00	487,359	No	4	A	Direct
Common Stock	Acquisiton	2020-06-15	14,695	$13.60	502,054	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	215,921	Indirect	Held by Steel Veritone Fund I, LLC
Common Stock	160,426	Indirect	Held by CSVH, LLC
Common Stock	425,603	Indirect	Held by son
Common Stock	425,603	Indirect	Held by daughter
Common Stock	425,603	Indirect	Held by spouse as custodian

Footnotes

Consists of restricted stock units representing the right to receive upon vesting a total of 350,000 shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.
Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $13.51 to $13.74 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares are held by CSVH, LLC, a limited liability company. Reporting person is the sole manager and member of CSVH, LLC.
Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.