Filing Details

Accession Number:
0001209191-20-037325
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-17 17:07:46
Reporting Period:
2020-06-15
Accepted Time:
2020-06-17 17:07:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1660134 Okta Inc. OKTA Telephone & Telegraph Apparatus (3661) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1079576 R Michael Kourey C/O Okta, Inc.
100 First St, Suite 600
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-06-15 20,000 $0.00 21,535 No 4 C Direct
Class A Common Stock Disposition 2020-06-15 1,600 $180.65 19,935 No 4 S Direct
Class A Common Stock Disposition 2020-06-15 1,200 $181.72 18,735 No 4 S Direct
Class A Common Stock Disposition 2020-06-15 400 $182.56 18,335 No 4 S Direct
Class A Common Stock Disposition 2020-06-15 700 $183.90 17,635 No 4 S Direct
Class A Common Stock Disposition 2020-06-15 3,378 $185.04 14,257 No 4 S Direct
Class A Common Stock Disposition 2020-06-15 6,620 $185.95 7,637 No 4 S Direct
Class A Common Stock Disposition 2020-06-15 5,502 $186.97 2,135 No 4 S Direct
Class A Common Stock Disposition 2020-06-15 600 $187.63 1,535 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-15 20,000 $0.00 20,000 $8.62
Class A Common Stock Class B Common Stock Acquisiton 2020-06-15 20,000 $0.00 20,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-06-15 20,000 $0.00 20,000 $0.00
Class A Common Stock Class A Common Stock Acquisiton 2020-06-16 1,064 $0.00 1,064 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,000 2025-12-16 No 4 M Direct
20,000 No 4 M Direct
0 No 4 C Direct
1,064 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 15,680 Indirect By Trust
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  3. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.22 to $181.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.24 to $182.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.28 to $182.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.43 to $184.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.43 to $185.405 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.44 to $186.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.44 to $187.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.47 to $187.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. The shares subject to the option are fully vested and exercisable by the Reporting Person.
  12. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
  13. The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.