Filing Details
- Accession Number:
- 0001209191-20-037311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-17 17:03:16
- Reporting Period:
- 2020-06-15
- Accepted Time:
- 2020-06-17 17:03:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488891 | Hans-Martin Blickensdoerfer | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Sr. Vp, Comm. Ops, China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-15 | 19,215 | $11.00 | 147,165 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-15 | 20,000 | $5.34 | 167,165 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-15 | 39,215 | $44.07 | 127,950 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2020-06-15 | 19,215 | $0.00 | 19,215 | $11.00 |
| Common Stock | Common Stock Options | Disposition | 2020-06-15 | 20,000 | $0.00 | 20,000 | $5.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-02 | 2022-03-01 | No | 4 | M | Direct |
| 0 | 2014-03-04 | 2023-03-03 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.38, inclusive.
- The options vested in three equal installments on March 2, 2013, March 2, 2014, and March 2, 2015.
- The options vested in three equal installments on March 4, 2014, March 4, 2015, and March 4, 2016.
Billionaire Hedge Funds
