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Filing Details

Accession Number:
0001209191-20-037236
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-17 16:10:29
Reporting Period:
2020-06-16
Accepted Time:
2020-06-17 16:10:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887733 Central Garden & Pet Co CENT Wholesale-Miscellaneous Nondurable Goods (5190) 680275553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057369 Iii Brooks Pennington 1340 Treat Blvd
Suite 600
Walnut Creek CA 94597
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-06-16 3,298 $31.76 40,809 No 4 M Direct
Class A Common Stock Disposition 2020-06-16 3,231 $32.81 37,578 No 4 F Direct
Class A Common Stock Disposition 2020-06-17 67 $33.13 37,511 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-06-16 3,298 $0.00 3,298 $31.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-08-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,876 Indirect By Spouse
Class A Common Stock 15,208 Indirect By LLC
Units 1,881 Indirect 401(k) Plan
Common Stock 159,950 Direct
Common Stock 6,938 Indirect By Spouse
Common Stock 7,604 Indirect By LLC
Footnotes
  1. Options exercised under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  2. Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high anf low sales prices on the date of exercise.
  3. Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  4. Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.
  5. By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  6. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
  7. Options were granted on February 14, 2017, and all shares are vested and have been exercised.