Filing Details
- Accession Number:
- 0001209191-20-037076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-16 19:13:16
- Reporting Period:
- 2020-06-16
- Accepted Time:
- 2020-06-16 19:13:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1649094 | Vaxcyte Inc. | PCVX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365617 | J Patrick Heron | C/O Vaxcyte, Inc. 353 Hatch Drive Foster City CA 94404 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-16 | 1,692,494 | $0.00 | 1,692,494 | No | 4 | C | Indirect | By Frazier Life Sciences VIII, L.P. |
Common Stock | Acquisiton | 2020-06-16 | 226,236 | $0.00 | 1,918,730 | No | 4 | C | Indirect | By Frazier Life Sciences VIII, L.P. |
Common Stock | Acquisiton | 2020-06-16 | 140,824 | $0.00 | 2,059,554 | No | 4 | C | Indirect | By Frazier Life Sciences VIII, L.P. |
Common Stock | Acquisiton | 2020-06-16 | 250,000 | $16.00 | 2,309,554 | No | 4 | P | Indirect | By Frazier Life Sciences VIII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Frazier Life Sciences VIII, L.P. |
No | 4 | C | Indirect | By Frazier Life Sciences VIII, L.P. |
No | 4 | C | Indirect | By Frazier Life Sciences VIII, L.P. |
No | 4 | P | Indirect | By Frazier Life Sciences VIII, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-06-16 | 1,692,494 | $0.00 | 1,692,494 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-06-16 | 226,236 | $0.00 | 226,236 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2020-06-16 | 140,824 | $0.00 | 140,824 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.
- The shares are held of record by Frazier Life Sciences VIII, L.P. ("FLS VIII"). FHM Life Sciences VIII, L.P. ("FHM LP") is the general partner of FLS VIII and FHM Life Sciences VIII, L.L.C. ("FHM LLC") is the general partner of FHM LP. Patrick Heron and James Topper may be deemed to beneficially own the shares which are held by FLS VIII as they are the sole managing members of FHM LLC and therefore share voting and dispositive power over the shares held by FLS VIII. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein.
- The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.
- The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.