Filing Details

Accession Number:
0001209191-20-037076
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-16 19:13:16
Reporting Period:
2020-06-16
Accepted Time:
2020-06-16 19:13:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1649094 Vaxcyte Inc. PCVX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365617 J Patrick Heron C/O Vaxcyte, Inc.
353 Hatch Drive
Foster City CA 94404
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-16 1,692,494 $0.00 1,692,494 No 4 C Indirect By Frazier Life Sciences VIII, L.P.
Common Stock Acquisiton 2020-06-16 226,236 $0.00 1,918,730 No 4 C Indirect By Frazier Life Sciences VIII, L.P.
Common Stock Acquisiton 2020-06-16 140,824 $0.00 2,059,554 No 4 C Indirect By Frazier Life Sciences VIII, L.P.
Common Stock Acquisiton 2020-06-16 250,000 $16.00 2,309,554 No 4 P Indirect By Frazier Life Sciences VIII, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Frazier Life Sciences VIII, L.P.
No 4 C Indirect By Frazier Life Sciences VIII, L.P.
No 4 C Indirect By Frazier Life Sciences VIII, L.P.
No 4 P Indirect By Frazier Life Sciences VIII, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2020-06-16 1,692,494 $0.00 1,692,494 $0.00
Common Stock Series C Preferred Stock Disposition 2020-06-16 226,236 $0.00 226,236 $0.00
Common Stock Series D Preferred Stock Disposition 2020-06-16 140,824 $0.00 140,824 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.
  2. The shares are held of record by Frazier Life Sciences VIII, L.P. ("FLS VIII"). FHM Life Sciences VIII, L.P. ("FHM LP") is the general partner of FLS VIII and FHM Life Sciences VIII, L.L.C. ("FHM LLC") is the general partner of FHM LP. Patrick Heron and James Topper may be deemed to beneficially own the shares which are held by FLS VIII as they are the sole managing members of FHM LLC and therefore share voting and dispositive power over the shares held by FLS VIII. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein.
  3. The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.
  4. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.