Filing Details

Accession Number:
0001811348-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-16 17:04:12
Reporting Period:
2020-06-12
Accepted Time:
2020-06-16 17:04:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
102426 Boulder Growth & Income Fund BIF () 132729672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1811348 Trust Ciciora S. Jack 3000 A Street Suite 200
Anchorage AK 99503
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-12 223,419 $9.57 1,150,096 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. On June 12, 2020, the Reporting Person (also referred to as the "JSCT") received a distribution of 223,419 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust").The Trust distributed the Shares to the Reporting Person at the request of Jack S. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the JSCT.
  2. The trustee of the JSCT is Peak Trust Company-AK, which may be deemed to control the JSCT. As a result of his advisory role with the JSCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JSCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JSCT.
  3. The JSCT and trusts, persons and entities affiliated with the JSCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.