Filing Details

Accession Number:
0001683168-20-001962
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-16 16:06:30
Reporting Period:
2020-06-12
Accepted Time:
2020-06-16 16:06:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI Semiconductors & Related Devices (3674) 760533927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587419 H William Yeh C/o Applied Optoelectronics, Inc.
13139 Jess Pirtle Blvd.
Sugar Land TX 77478
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2020-06-12 13,053 $0.00 80,797 No 4 A Direct
Common Stock, $.001 Par Value Acquisiton 2020-06-15 10,000 $9.02 90,797 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2020 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 4, 2020, until all shares have vested.