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Home > Insider Trading > Filing (0001683168-20-001962)

Filing Details

Accession Number:: 0001683168-20-001962
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-16 16:06:30
Reporting Period:: 2020-06-12

Accepted Time:: 2020-06-16 16:06:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587419	H William Yeh	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Acquisiton	2020-06-12	13,053	$0.00	80,797	No	4	A	Direct
Common Stock, $.001 Par Value	Acquisiton	2020-06-15	10,000	$9.02	90,797	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Footnotes

These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2020 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 4, 2020, until all shares have vested.