Filing Details
- Accession Number:
- 0000899243-20-016582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-15 18:29:41
- Reporting Period:
- 2020-06-11
- Accepted Time:
- 2020-06-15 18:29:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 90168 | Sifco Industries Inc | SIF | Aircraft Engines & Engine Parts (3724) | 340553950 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451622 | J Mark Silk | 970 E. 64Th Street Cleveland OH 44103 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Sifco Industries, Inc. Common Stock | Acquisiton | 2020-06-11 | 16,935 | $4.22 | 456,078 | No | 4 | P | Direct | |
| Sifco Industries, Inc. Common Stock | Acquisiton | 2020-06-12 | 6,217 | $4.25 | 462,295 | No | 4 | P | Direct | |
| Sifco Industries, Inc. Common Stock | Acquisiton | 2020-06-15 | 8,652 | $4.24 | 470,947 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Sifco Industries, Inc. Common Stock | 300,000 | Indirect | By The HHS Trust |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $4.15 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected.
- Includes 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted until January 29, 2021.
- The transaction was executed in multiple trades at prices ranging from $4.09 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected.
- A trust established for the benefit of Mr. Silk's children.
Billionaire Hedge Funds
