Filing Details

Accession Number:
0001418812-20-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-15 17:10:01
Reporting Period:
2020-06-11
Accepted Time:
2020-06-15 17:10:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874761 Aes Corp AES Cogeneration Services & Small Power Producers (4991) 541163725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1159187 W Jeffrey Ubben One Letterman Drive
Building D, 4Th Floor
San Francisco CA 94129
Yes No No Yes
1351069 Valueact Capital Management, L.p. One Letterman Drive
Building D, 4Th Floor
San Francisco CA 94129
Yes No No Yes
1351073 Valueact Capital Management, Llc One Letterman Drive
Building D, 4Th Floor
San Francisco CA 94129
Yes No No Yes
1418812 Va Partners I, Llc One Letterman Drive
Building D, 4Th Floor
San Francisco CA 94129
Yes No No Yes
1418813 Valueact Holdings Gp, Llc One Letterman Drive
Building D, 4Th Floor
San Francisco CA 94129
Yes No No Yes
1418814 Valueact Holdings, L.p. One Letterman Drive
Building D, 4Th Floor
San Francisco CA 94129
Yes No No Yes
1728461 Valueact Spring Master Fund, L.p. One Letterman Drive
Building D, 4Th Floor
San Francisco CA 94129
Yes No No Yes
1763309 Valueact Holdings Ii, L.p. One Letterman Drive
Building D, Fourth Floor
San Francisco CA 94129
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-11 500,000 $12.22 5,346,500 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. Weighted-average price at which shares were purchased on the listed date between the range of $12.19 and $12.25 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.
  2. Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.