Home > Insider Trading > Filing (0001312109-20-000086)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1312109	Silvergate Capital Corp	SI	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1473236	A. Scott Reed	4250 Executive Square Suite 300 La Jolla CA 92037		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-06-11	550	$13.80	550	No	4	P	Indirect	By son Alexander
Class A Common Stock	Acquisiton	2020-06-11	550	$13.80	550	No	4	P	Indirect	By son Mitchell
Class A Common Stock	Acquisiton	2020-06-11	550	$13.80	550	No	4	P	Indirect	By son Shane
Class A Common Stock	Acquisiton	2020-06-11	550	$13.80	550	No	4	P	Indirect	By son Justin

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By son Alexander
No	4	P	Indirect	By son Mitchell
No	4	P	Indirect	By son Shane
No	4	P	Indirect	By son Justin

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Acquisiton	2020-06-11	0	$0.00	0	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,056			No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,426,488	Indirect	By BankCap Partners Opportunity Fund, L.P.

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			2,500	2,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,500	2,500	Direct

Footnotes

The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.