Filing Details

Accession Number:
0000899243-20-016486
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-15 16:00:20
Reporting Period:
2020-06-11
Accepted Time:
2020-06-15 16:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580864 Vroom Inc. VRM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545446 Arnold Scott Dahnke C/o Vroom, Inc.
1375 Broadway, Floor 11
New York NY 10018
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-11 10,335,520 $0.00 10,589,776 No 4 C Indirect Directly held by CGP2 Lone Star, L.P.
Common Stock Acquisiton 2020-06-11 6,994,354 $0.00 6,994,354 No 4 C Indirect Directly held by CGP2 Zoom Holding, L.P.
Common Stock Acquisiton 2020-06-11 1,838,704 $0.00 1,838,704 No 4 C Indirect Directly held by LCGP3 Accelerator, L.P.
Common Stock Acquisiton 2020-06-11 318,181 $22.00 2,156,885 No 4 P Indirect Directly held by LCGP3 Accelerator, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Directly held by CGP2 Lone Star, L.P.
No 4 C Indirect Directly held by CGP2 Zoom Holding, L.P.
No 4 C Indirect Directly held by LCGP3 Accelerator, L.P.
No 4 P Indirect Directly held by LCGP3 Accelerator, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2020-06-11 4,567,122 $0.00 4,567,122 $0.00
Common Stock Series D Preferred Stock Disposition 2020-06-11 9,102,762 $0.00 9,102,762 $0.00
Common Stock Series E Preferred Stock Disposition 2020-06-11 1,232,758 $0.00 1,232,758 $0.00
Common Stock Series F Preferred Stock Disposition 2020-06-11 1,758,744 $0.00 1,758,744 $0.00
Common Stock Series G Preferred Stock Disposition 2020-06-11 668,488 $0.00 668,488 $0.00
Common Stock Series H Preferred Stock Disposition 2020-06-11 1,838,704 $0.00 1,838,704 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
  2. CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star, L.P. ("CGP2 Lone Star"). CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.