Filing Details

Accession Number:
0001463101-20-000090
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-12 20:00:29
Reporting Period:
2020-06-08
Accepted Time:
2020-06-12 20:00:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183967 J Thurman Rodgers C/O Enphase Energy, Inc.
47281 Bayside Parkway
Fremont CA 94538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-08 100,000 $0.00 3,306,574 No 5 G Indirect By Trust
Common Stock Acquisiton 2020-06-08 100,000 $0.00 100,000 No 5 G Indirect By Charitable Trust
Common Stock Disposition 2020-06-10 69,481 $48.22 30,519 No 4 S Indirect By Charitable Trust
Common Stock Disposition 2020-06-10 15,049 $49.54 15,470 No 4 S Indirect By Charitable Trust
Common Stock Disposition 2020-06-10 12,159 $50.36 3,311 No 4 S Indirect By Charitable Trust
Common Stock Disposition 2020-06-10 2,416 $51.43 895 No 4 S Indirect By Charitable Trust
Common Stock Disposition 2020-06-10 895 $52.50 0 No 4 S Indirect By Charitable Trust
Common Stock Disposition 2020-06-10 71,528 $48.47 3,235,046 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 68,015 $49.47 3,167,031 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 20,094 $50.37 3,146,937 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 3,927 $51.31 3,143,010 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-08 1,477 $52.50 3,141,533 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 32,227 $50.06 3,109,306 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 8,579 $51.07 3,100,727 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 3,251 $52.45 3,097,476 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 387,948 $48.55 2,709,528 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 806,193 $49.43 1,903,335 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 1,918 $50.01 1,901,417 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 72,131 $48.47 1,829,286 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 66,976 $49.47 1,762,310 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 24,457 $50.51 1,737,853 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-10 1,477 $52.50 1,736,376 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-11 226,384 $48.23 1,509,992 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-11 89,337 $49.11 1,420,655 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-11 14,081 $47.88 1,406,574 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Trust
No 5 G Indirect By Charitable Trust
No 4 S Indirect By Charitable Trust
No 4 S Indirect By Charitable Trust
No 4 S Indirect By Charitable Trust
No 4 S Indirect By Charitable Trust
No 4 S Indirect By Charitable Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. After the Reporting Person's gift to the Trust, the Reporting Person beneficially owns 3,306,574 shares of common stock. In addition, the Reporting Person also beneficially owns 4% convertible senior notes due 2023 that are currently convertible into 900,090 shares of common stock and company stock options, as previously reported as derivative securities acquired and beneficially owned by the Reporting Person.
  2. The Reporting Owner is a trustee for the Rodgers OCC Charitable Trust.
  3. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.96. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.97. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.03 to $51.01. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.145 to $52.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  7. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.98. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  8. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.975. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  9. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.97. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  10. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.01 to $51.98. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  11. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.66 to $50.49. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  12. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.79 to $51.78. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  13. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.94 to $52.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  14. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.995. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  15. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  16. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.02. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  17. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.02 to $51.96. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  18. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  19. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.37. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  20. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $47.63 to $48.28. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.