Filing Details
- Accession Number:
- 0001181431-11-020154
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-03-25 17:17:12
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-03-25
- Accepted Time:
- 2011-03-25 17:17:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1143834 | First Republic Preferred Capital Corp | FRCCO | Real Estate Investment Trusts (6798) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516309 | J. James Baumberger | First Republic Preferred Capital Corp. 111 Pine Street San Francisco CA 94111 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2005-01-24 | 80 | $2.50 | 0 | No | 4 | D | Direct | |
| Series B Preferred Stock | Acquisiton | 2002-01-24 | 12,000 | $25.00 | 12,000 | No | 4 | P | Direct | |
| Series B Preferred Stock | Disposition | 2007-11-19 | 12,000 | $25.00 | 0 | No | 4 | D | Direct | |
| Series D Preferred Stock | Acquisiton | 2003-06-23 | 4,000 | $25.00 | 4,000 | No | 4 | P | Indirect | By Trust |
| Series D Preferred Stock | Acquisiton | 2007-11-27 | 4,925 | $22.25 | 8,925 | No | 4 | P | Indirect | By Trust |
| Series D Preferred Stock | Acquisiton | 2007-11-28 | 3,075 | $23.00 | 12,000 | No | 4 | P | Indirect | By Trust |
| Series D Preferred Stock | Acquisiton | 2008-12-22 | 1,200 | $15.70 | 13,200 | No | 4 | P | Indirect | By Trust |
| Series D Preferred Stock | Acquisiton | 2008-12-29 | 1,800 | $15.52 | 15,000 | No | 4 | P | Indirect | By Trust |
| Series D Preferred Stock | Acquisiton | 2008-12-30 | 1,935 | $15.70 | 16,935 | No | 4 | P | Indirect | By Trust |
| Series D Preferred Stock | Acquisiton | 2008-12-31 | 400 | $16.02 | 17,335 | No | 4 | P | Indirect | By Trust |
| Series D Preferred Stock | Acquisiton | 2009-01-15 | 665 | $16.01 | 18,000 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | P | Direct | |
| No | 4 | D | Direct | |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Footnotes
- During January 2005, the Company offered to repurchase all shares of the common stock not held by First Republic Bank.
- Believed to have been purchased in the initial public offering of the Series B Preferred Stock.
- All shares of the Series B Preferred Stock were redeemed by the issuer on November 19, 2007 at a price equal to their redemption value.
Billionaire Hedge Funds
