Filing Details

Accession Number:
0001140361-11-018748
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-25 17:02:24
Reporting Period:
2011-03-22
Filing Date:
2011-03-25
Accepted Time:
2011-03-25 17:02:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880643 Genta Inc De GNTA Biological Products, (No Disgnostic Substances) (2836) 330326866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1100843 Jr P Raymond Warrell C/o Genta Incorporated
200 Connell Drive
Berkeley Heights NJ 07922
Chairman & Chief Exec Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-22 425,000 $0.04 228,309,939 No 4 S Direct
Common Stock Disposition 2011-03-23 425,000 $0.03 227,884,939 No 4 S Direct
Common Stock Disposition 2011-03-24 462,000 $0.03 227,422,939 No 4 S Direct
Common Stock Disposition 2011-03-25 300,472 $0.03 227,122,467 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,180,204 Indirect By spouse
Footnotes
  1. Includes 1,187,684 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 119,420 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Warrell, 116,581,923 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 9, 2011, as amended, (the Notes), held in joint account with Dr. Itri, 683,380 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 96,992,924 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account with Dr. Itri, 12,676,270 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account with Dr. Itri and 68,338 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA.
  2. Includes 52,622 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 1,025,070 shares of common stock issuable upon the conversion of Notes held by Dr. Itri's IRA and 102,512 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA