Filing Details
- Accession Number:
- 0001730168-20-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-11 17:40:20
- Reporting Period:
- 2020-06-09
- Accepted Time:
- 2020-06-11 17:40:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1670643 | H. Thomas Krause | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2020-06-09 | 600 | $312.26 | 90,766 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2020-06-09 | 1,100 | $312.92 | 89,666 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2020-06-09 | 400 | $313.96 | 89,266 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2020-06-09 | 3,531 | $315.27 | 85,735 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2020-06-09 | 16,243 | $316.01 | 69,492 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2020-06-09 | 12,266 | $317.11 | 57,226 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2020-06-09 | 5,860 | $317.84 | 51,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Transaction executed in multiple trades at prices ranging from $311.58 to $312.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 50,875 Restricted Stock Units.
- Transaction executed in multiple trades at prices ranging from $312.58 to $313.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $313.58 to $314.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $314.58 to $315.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $315.58 to $316.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $316.58 to $317.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $317.59 to $318.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Billionaire Hedge Funds
