Filing Details

Accession Number:
0001209191-20-035906
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-11 16:14:11
Reporting Period:
2020-06-09
Accepted Time:
2020-06-11 16:14:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1725057 Ceridian Hcm Holding Inc. CDAY Services-Prepackaged Software (7372) 463231686
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1733805 D David Ossip C/O Ceridian Hcm Holding Inc.
3311 East Old Shakopee Road
Minneapolis MN 55425
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-09 500,000 $16.80 1,059,873 No 4 M Direct
Common Stock Disposition 2020-06-09 500,000 $81.00 559,873 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2020-06-09 500,000 $0.00 500,000 $16.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,000 2023-11-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 229,085 Indirect See Note
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Exchangeable Shares $0.00 8,328 8,328 Direct
Common Stock Exchangeable Shares $0.00 1,860,902 1,860,902 Indirect
Common Stock Option (right to buy) $17.20 2027-03-20 1,250,000 1,250,000 Direct
Common Stock Option (right to buy) $17.88 2026-03-30 6,991 6,991 Direct
Common Stock Option (right to buy) $22.00 2028-04-25 1,358,697 1,358,697 Direct
Common Stock Option (right to buy) $44.91 2029-02-08 10,390 10,390 Direct
Common Stock Option (right to buy) $49.93 2029-03-20 1,750,000 1,750,000 Direct
Common Stock Performance Units $0.00 2021-03-01 6,884 6,884 Direct
Common Stock Option (right to buy) $65.26 2030-05-08 1,500,000 1,500,000 Direct
Common Stock Option (right to buy) $65.26 2030-05-08 321,734 321,734 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
8,328 8,328 Direct
1,860,902 1,860,902 Indirect
2027-03-20 1,250,000 1,250,000 Direct
2026-03-30 6,991 6,991 Direct
2028-04-25 1,358,697 1,358,697 Direct
2029-02-08 10,390 10,390 Direct
2029-03-20 1,750,000 1,750,000 Direct
2021-03-01 6,884 6,884 Direct
2030-05-08 1,500,000 1,500,000 Direct
2030-05-08 321,734 321,734 Direct
Footnotes
  1. Includes (i) 22,267 shares of Common Stock, (ii) 375,000 shares issuable pursuant to vested Restricted Stock Units and 125,000 shares issuable pursuant to Restricted Stock Units, granted on March 20, 2017, that vest on March 20, 2021,(iii) 3,129 shares that are issuable pursuant to Restricted Stock Units, granted on February 28, 2020, that vest in three annual installments beginning on February 28, 2021, and (iv) 34,477 shares that are issuable pursuant to Restricted Stock Units, granted on May 8, 2020, that vest in three annual installments beginning on May 8, 2021.
  2. Indirectly owned through OsFund Inc. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
  3. Represents exchangeable shares of Ceridian AcquisitionCo ULC, a wholly owned subsidiary of the Issuer, that are exchangeable at the option of the holder for shares of common stock of the Issuer. Each exchangeable share is convertible into one share of common stock of the Issuer, subject to adjustments. The exchangeable shares are currently exercisable and have no expiration date.
  4. Indirectly owned through Osscer Inc. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
  5. Consists of 937,500 vested and exercisable options as of March 20, 2020 and 312,500 options that vest and become exercisable on March 20, 2021.
  6. These options are vested and exercisable.
  7. Not Applicable.
  8. Consists of 679,348 vested and exercisable options as of April 25, 2020 and 679,349 options that vest and become exercisable in two annual installments beginning on April 25, 2021.
  9. Consists of 2,597 vested and exercisable options as of February 8, 2020 and 7,793 options that vest and become exercisable in three annual installments beginning on February 8, 2021.
  10. Consists of 437,500 vested and exercisable options as of March 20, 2020 and 1,312,500 options that vest and become exercisable in three annual installments beginning on March 20, 2021.
  11. Each performance unit, granted on February 28, 2020, represents a contingent right to receive up to 1.25 shares of Common Stock. The performance units vest upon satisfaction of Cloud Revenue and Adjusted EBITDA margin targets under the Company's 2020 Management Incentive Plan.
  12. The vesting of eligible shares will occur on May 8, 2023 if certain performance criteria are met on or before May 8, 2023. If the performance criteria are met after May 8, 2023 and on or before May 8, 2025, the vesting of eligible shares will occur on the date the performance criteria is met. If the performance criteria are not met by May 8, 2025, the award will forfeit.
  13. These options vest and become exercisable in four annual installments beginning on May 8, 2021.