Filing Details
- Accession Number:
- 0001209191-20-035700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-10 19:57:24
- Reporting Period:
- 2020-06-08
- Accepted Time:
- 2020-06-10 19:57:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260968 | Marlin Business Services Corp | MRLN | State Commercial Banks (6022) | 383686388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374566 | Willem Mesdag | 10250 Constellation Blvd Suite 2300 Los Angeles CA 90067 | No | No | Yes | No | |
| 1374588 | Red Mountain Capital Partners Llc | 10250 Constellation Blvd Suite 2300 Los Angeles CA 90067 | No | No | Yes | No | |
| 1374603 | Red Mountain Partners, L.p. | 10250 Constellation Blvd Suite 2300 Los Angeles CA 90067 | No | No | Yes | No | |
| 1374606 | Rmcp Gp Llc | 10250 Constellation Blvd Suite 2300 Los Angeles CA 90067 | No | No | Yes | No | |
| 1374607 | Red Mountain Capital Management Inc | 10250 Constellation Blvd Suite 2300 Los Angeles CA 90067 | No | No | Yes | No | |
| 1628461 | Rmcp Manager Llc | 10250 Constellation Blvd Suite 2300 Los Angeles CA 90067 | No | No | No | Yes | |
| 1628512 | Red Mountain Investors I Llc - Series A | 10250 Constellation Blvd Suite 2300 Los Angeles CA 90067 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-06-08 | 195 | $10.03 | 24,805 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-08 | 10,561 | $10.03 | 2,113,706 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-08 | 4,244 | $10.03 | 848,414 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-09 | 260 | $9.41 | 24,545 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-09 | 14,082 | $9.41 | 2,099,624 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-09 | 5,658 | $9.41 | 842,756 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-10 | 130 | $8.75 | 24,415 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-10 | 7,041 | $8.75 | 2,092,583 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Common Stock | Disposition | 2020-06-10 | 2,829 | $8.75 | 839,927 | No | 4 | S | Indirect | See Footnotes and Remarks |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
| No | 4 | S | Indirect | See Footnotes and Remarks |
Footnotes
- These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
- These shares are held directly by RMCP.
- These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
- These shares are held directly by RMP.
- These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
- These shares are held directly by RMI.
Billionaire Hedge Funds
