Filing Details
- Accession Number:
- 0001595974-20-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-10 16:27:11
- Reporting Period:
- 2020-06-08
- Accepted Time:
- 2020-06-10 16:27:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1595974 | Rubicon Project Inc. | RUBI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1523288 | David Day | C/O The Rubicon Project, Inc. 12181 Bluff Creek Drive, 4Th Floor Los Angeles CA 90094 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-08 | 10,000 | $1.97 | 334,698 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-08 | 10,000 | $8.69 | 324,698 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-06-08 | 10,000 | $0.00 | 10,000 | $1.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,817 | 2028-03-15 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- 25% of the stock options vested on February 1, 2019 and the remaining options have vested or will vest in 36 equal installments each calendar month thereafter.
- Award of stock options granted as compensation for services
Billionaire Hedge Funds
