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Filing Details

Accession Number:: 0001365916-20-000095
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-09 21:06:32
Reporting Period:: 2020-06-05

Accepted Time:: 2020-06-09 21:06:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1365916	Amyris Inc.	AMRS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1227255	Frank Kung	C/O Amyris, Inc. 5885 Hollis Street, Suite 100 Emeryville CA 94608		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-06-05	583,488	$3.00	6,284,876	No	4	P	Indirect	by Vivo Capital Fund VIII, L.P.
Common Stock	Acquisiton	2020-06-05	2,473,280	$3.00	2,473,280	No	4	P	Indirect	by Vivo Opportunity Fund, LP
Common Stock	Acquisiton	2020-06-05	80,573	$3.00	867,832	No	4	P	Indirect	by Vivo Capital Surplus Fund VIII, L.P.
Common Stock	Acquisiton	2020-06-05	551,884	$3.00	551,884	No	4	P	Indirect	by Vivo Capital Fund IX, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by Vivo Capital Fund VIII, L.P.
No	4	P	Indirect	by Vivo Opportunity Fund, LP
No	4	P	Indirect	by Vivo Capital Surplus Fund VIII, L.P.
No	4	P	Indirect	by Vivo Capital Fund IX, LP

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series E Convertible Preferred Stock	Acquisiton	2020-06-05	5,988	$1,000.00	1,996,095	$0.00
Common Stock	Series E Convertible Preferred Stock	Acquisiton	2020-06-05	1,413	$1,000.00	470,911	$0.00
Common Stock	Series E Convertible Preferred Stock	Acquisiton	2020-06-05	1,336	$1,000.00	445,405	$0.00
Common Stock	Series E Convertible Preferred Stock	Acquisiton	2020-06-05	195	$1,000.00	65,027	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,988	No	4	P	Indirect
1,413	No	4	P	Indirect
1,336	No	4	P	Indirect
195	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,600	Indirect	by Vivo Capital LLC
Common Stock	2,932	Direct

Footnotes

Purchase was made pursuant to that certain Security Purchase Agreement dated as of June 4, 2020 by and among the Issuer and the purchasers named therein.
The General Partner of the holder is Vivo Capital VIII, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
The General Partner of the holder is Vivo Opportunity, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
The General Partner of the holder is Vivo Capital IX LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
The Reporting Person is a voting member of Vivo Capital LLC and may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
Each share of the Series E Convertible Preferred Stock will automatically convert into 333.33 shares of the Issuer's common stock, par value $0.0001 per share, on the first trading day after the Issuer obtains stockholder approval for such conversion.