Filing Details
- Accession Number:
- 0001763113-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-09 20:48:47
- Reporting Period:
- 2020-06-08
- Accepted Time:
- 2020-06-09 20:48:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 744452 | Applied Dna Sciences Inc | APDN | Services-Miscellaneous Business Services (7380) | 592262718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1763113 | W William Montgomery | 34211 Seavey Loop Rd. Eugene OR 97405 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Applied Dna Sciences Inc. Common Stock | Disposition | 2020-06-08 | 55,000 | $8.06 | 140,000 | No | 4 | P | Direct | |
| Applied Dna Sciences Inc. Common Stock | Disposition | 2020-06-09 | 40,000 | $7.91 | 100,000 | No | 4 | P | Direct | |
| Applied Dna Sciences Inc. Common Stock | Acquisiton | 2020-06-09 | 75,000 | $5.25 | 175,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Applied Dna Sciences Inc. Common Stock | Applied DNA Sciences Inc. 5 year warrant | Disposition | 2020-06-09 | 75,000 | $2.50 | 75,000 | $5.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2019-11-15 | 2024-11-15 | No | 4 | P | Direct |
Footnotes
- cash exercise of warrants (see Table II)
- cash exercise of warrants
- Based on the most recently reported shares outstanding of 4,677,995 (+ 75,000), my common stock ownership is 3.68%. If I exercised all of my warrants my ownership would be 6.63%
Billionaire Hedge Funds
