Filing Details

Accession Number:
0001437749-20-012772
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-09 18:20:09
Reporting Period:
2020-06-05
Accepted Time:
2020-06-09 18:20:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029125 Sun Biopharma Inc. SNBP Pharmaceutical Preparations (2834) 870543922
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1652797 W. Paul Schaffer 712 Vista Blvd #305
Waconia MN 55387
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-05 10,000 $0.00 134,420 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Acquisiton 2020-06-05 10,000 $0.00 10,000 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2020-06-05 2025-06-05 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,665 Indirect By Paul W. Schaffer Trust
Footnotes
  1. Reported securities purchased as one share of common stock and one warrant to purchase one share of common stock for a combined price of $4.00 per "unit."