Home > Insider Trading > Filing (0001209191-20-035184)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618835	Evofem Biosciences Inc.	EVFM	Investment Advice (6282)	D0

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
914208	Ltd. Invesco	1555 Peachtree Street Ne Suite 1800 Atlanta GA 30309		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-14	78,013	$5.13	12,446,479	No	4	J	Indirect	See Footnotes 1
Common Stock	Disposition	2020-05-15	3,211	$5.04	12,443,268	No	4	S	Indirect	See Footnotes 1
Common Stock	Disposition	2020-05-26	73,814	$5.79	12,369,454	No	4	S	Indirect	See Footnotes 1
Common Stock	Disposition	2020-05-26	65	$5.98	12,369,389	No	4	S	Indirect	See Footnotes 1
Common Stock	Acquisiton	2020-06-05	857,143	$3.50	13,226,532	No	4	P	Indirect	See Footnotes 2

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnotes 1
No	4	S	Indirect	See Footnotes 1
No	4	S	Indirect	See Footnotes 1
No	4	S	Indirect	See Footnotes 1
No	4	P	Indirect	See Footnotes 2

Footnotes

Invesco Ltd. acquired the following common shares through its affiliates in a spin off transaction (the "Spin Off Transaction") on May 14, 2020: Invesco FTSE RAFI US 1500 Small-Mid ETF (73,814 shares of common stock); Invesco Buyback Achievers ETF (3,257 shares of common stock); LongView Broad Market 3000 Index Fund (Amalgamated) (923 shares of common stock); and Invesco Purebeta MSCI USA Small Cap ETF (19 shares of common stock). On May 15, 2020 the Invesco Buyback Achievers ETF sold 3,211 shares of Common Stock. On May 26, 2020, the Invesco FTSE RAFI US 1500 Small-Mid ETF sold 73,814 shares of Common Stock, the Invesco Buyback Achievers ETF sold 46 shares of Common Stock and the Invesco Purebeta MSCI USA Small Cap ETF sold 19 shares.
On June 5, 2020, Invesco Ltd., through its affiliates, the Invesco High Income Fund (UK) and the Invesco Income Fund (UK), purchased 589,302 and 267,841, respectively, of the Issuer's common stock at a price of $3.50 per share as part of the Issuer's registered public offering of 28,500,000 shares.
Invesco Ltd. is aware that, under Section 16(b) of the Securities and Exchange Act of 1934, as amended, certain of the sales are matachable against certain purchases of Common Stock. Invesco Ltd. has calculated the aggregate profit to be $174,140.20, using the lowest possible purchase prices and the highest possible sales prices for such trades, and accordingly intends to remit payment to the Company in that amount less transaction costs.