Filing Details

Accession Number:
0001209191-20-035106
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-08 18:54:45
Reporting Period:
2020-06-05
Accepted Time:
2020-06-08 18:54:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046102 Ritchie Bros Auctioneers Inc RBA Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242860 J James Jeter C/o Ritchie Bros. Auctioneers Inc.
9500 Glenlyon Parkway
Burnaby A1 V5J 0C6
President, Sales U.s. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-06-05 3,527 $27.10 3,527 No 4 M Direct
Common Shares Acquisiton 2020-06-05 757 $14.04 757 No 4 M Direct
Common Shares Disposition 2020-06-05 4,284 $43.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2020-06-05 3,527 $0.00 3,527 $27.10
Common Shares Employee Stock Option (Right to Buy) Disposition 2020-06-05 757 $0.00 757 $14.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,720 2027-08-11 No 4 M Direct
5,298 2026-02-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 1,621 Indirect Employee Stock Purchase Plan
Footnotes
  1. Includes all Employee Stock Purchase Plan purchases through June 5, 2020.
  2. The option was granted on August 11, 2017 and vests in three equal annual installments beginning August 11, 2018.
  3. The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018.