Filing Details
- Accession Number:
- 0001209191-20-034783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-05 18:16:12
- Reporting Period:
- 2020-06-04
- Accepted Time:
- 2020-06-05 18:16:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128361 | Hope Bancorp Inc | HOPE | National Commercial Banks (6021) | 954849715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301733 | Steven Koh | 3200 Wilshire Blvd. Suite 1400 Los Angeles CA 90010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-06-04 | 90,000 | $9.74 | 3,606,001 | No | 4 | S | Indirect | Various Trusts |
| Common Stock | Disposition | 2020-06-05 | 135,171 | $10.64 | 3,470,830 | No | 4 | S | Indirect | Various Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Various Trusts |
| No | 4 | S | Indirect | Various Trusts |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | 30,000 | 30,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.02 | 2016-08-01 | 2022-01-28 | 105,510 | 105,510 | Direct |
| Common Stock | Stock Option (right to buy) | $14.65 | 2016-08-01 | 2025-08-25 | 6,167 | 6,167 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-09-01 | 30,000 | 30,000 | Direct |
| 2022-01-28 | 105,510 | 105,510 | Direct |
| 2025-08-25 | 6,167 | 6,167 | Direct |
Footnotes
- These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.
Billionaire Hedge Funds
