Filing Details
- Accession Number:
- 0001595974-20-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-05 17:20:43
- Reporting Period:
- 2020-06-03
- Accepted Time:
- 2020-06-05 17:20:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1595974 | Rubicon Project Inc. | RUBI | Services-Computer Programming, Data Processing, Etc. (7370) | 208881738 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1686179 | Thomas Kershaw | C/O The Rubicon Project, Inc. 12181 Bluff Creek Drive, 4Th Fl Los Angeles CA 90094 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-03 | 51,000 | $6.06 | 664,609 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-03 | 51,000 | $7.50 | 613,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-06-03 | 51,000 | $0.00 | 51,000 | $6.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,667 | 2027-03-15 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- 25% of the stock options vested on February 1, 2018, and the remaining options have vested or will vest in 36 equal installments each calendar month thereafter.
- Award of stock options granted as compensation for services
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