Filing Details

Accession Number:
0001595974-20-000083
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-06-05 16:52:36
Reporting Period:
2020-05-18
Accepted Time:
2020-06-05 16:52:36
Original Submission Date:
2020-05-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI Services-Computer Programming, Data Processing, Etc. (7370) 208881738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686179 Thomas Kershaw C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Fl
Los Angeles CA 90094
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-18 16,122 $5.43 649,772 No 4 S Direct
Common Stock Disposition 2020-05-19 15,039 $5.23 634,733 No 4 S Direct
Common Stock Disposition 2020-05-20 21,124 $5.13 613,609 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.39, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Amended to reflect the correct number of shares sold on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover tax withholding obligations associated with the vesting ofrestricted stock units
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.24, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.