Filing Details

Accession Number:
0001567619-20-011799
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-05 16:13:09
Reporting Period:
2020-06-04
Accepted Time:
2020-06-05 16:13:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057067 B Nora Sullivan 22Nd Century Group, Inc.
8560 Main Street, Suite 4
Williamsville NY 14221
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-04 71,372 $0.82 256,570 No 4 P Direct
Common Stock Acquisiton 2020-06-05 29,953 $0.82 286,523 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option $2.76 2019-03-06 2023-03-06 51,724 51,724 Direct
Common Stock Non-Qualified Stock Option $1.39 2018-04-01 2022-05-24 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option $0.95 2017-03-04 2021-03-04 138,376 138,376 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-03-06 51,724 51,724 Direct
2022-05-24 100,000 100,000 Direct
2021-03-04 138,376 138,376 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.82 to $0.83, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.