Filing Details
- Accession Number:
- 0001214659-20-005416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-04 20:30:19
- Reporting Period:
- 2020-06-02
- Accepted Time:
- 2020-06-04 20:30:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575630 | Chris Akhavan | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | Svp, Business & Corp. Dev. | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-02 | 399,000 | $3.59 | 399,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-02 | 399,000 | $10.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-02 | 399,000 | $0.00 | 399,000 | $3.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 104,979 | 2027-10-10 | No | 4 | M | Direct |
Footnotes
- The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Akhavan entered into on March 4, 2020.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $9.845 to $10.21. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- This performance-based stock option was granted to Mr. Akhavan on October 10, 2017 and became fully vested and exercisable on February 15, 2019 as a result of the applicable performance criteria having been fully satisfied.
Billionaire Hedge Funds
