Filing Details
- Accession Number:
- 0001214659-20-005415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-04 20:30:18
- Reporting Period:
- 2020-06-03
- Accepted Time:
- 2020-06-04 20:30:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244892 | Ann Mather | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-03 | 25,000 | $3.65 | 103,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-03 | 25,000 | $9.40 | 78,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-06-04 | 25,000 | $6.67 | 103,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-04 | 25,000 | $2.41 | 128,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-04 | 50,000 | $5.67 | 178,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-04 | 100,000 | $10.00 | 78,666 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-06-04 | 1,800 | $10.00 | 76,866 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-03 | 25,000 | $0.00 | 25,000 | $3.65 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-04 | 25,000 | $0.00 | 25,000 | $6.67 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-04 | 25,000 | $0.00 | 25,000 | $2.41 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-04 | 50,000 | $0.00 | 50,000 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-06-05 | No | 4 | M | Direct | |
| 0 | 2025-06-04 | No | 4 | M | Direct | |
| 0 | 2022-06-02 | No | 4 | M | Direct | |
| 0 | 2028-06-07 | No | 4 | M | Direct |
Footnotes
- The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Ms. Mather entered into on March 5, 2020.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $9.14 to $9.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $10.00 to $10.08. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option was immediately exercisable and vested in 12 equal monthly installments such that the option was fully vested on June 5, 2015.
- The option was immediately exercisable and vested in 12 equal monthly installments such that the option was fully vested on June 4, 2016.
- The option was immediately exercisable and vested in 12 equal monthly installments such that the option was fully vested on June 2, 2017.
- The option was immediately exercisable and vested in full on June 6, 2019.
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