Filing Details

Accession Number:
0001123292-20-000853
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-04 17:52:11
Reporting Period:
2020-06-02
Accepted Time:
2020-06-04 17:52:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571996 Dell Technologies Inc. DELL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1501979 H Karen Quintos One Dell Way
Round Rock TX 78682
Chief Customer Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Common Stock Acquisiton 2020-06-02 37,933 $13.75 68,201 No 4 M Direct
Class C Common Stock Disposition 2020-06-02 37,933 $49.19 30,268 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Common Stock Options to Acquire Class C Common Stock Disposition 2020-06-02 37,933 $0.00 37,933 $13.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
719,833 2023-11-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Common Stock 165,095 Indirect By trust
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 represents a weighted average sales price of $49.19. These shares were sold in multiple transactions at prices ranging from $48.69 to $49.59, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  3. Held by a family trust of which the reporting person and her spouse serve as trustees.
  4. The options are fully vested.
  5. Consists of 411,334 time-based options and 308,499 performance-based options.