Filing Details

Accession Number:
0001209191-20-034482
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-04 17:30:11
Reporting Period:
2020-06-02
Accepted Time:
2020-06-04 17:30:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671933 Trade Desk Inc. TTD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615037 Vivian Yang C/O The Trade Desk, Inc.
42 North Chestnut Street
Ventura CA 93001
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-06-02 1,263 $0.00 30,308 No 4 C Direct
Class A Common Stock Disposition 2020-06-02 1,263 $310.01 29,045 No 4 S Direct
Class A Common Stock Acquisiton 2020-06-02 902 $30.15 29,947 No 4 M Direct
Class A Common Stock Disposition 2020-06-02 902 $310.01 29,045 No 4 S Direct
Class A Common Stock Acquisiton 2020-06-02 875 $48.00 29,920 No 4 M Direct
Class A Common Stock Disposition 2020-06-02 875 $310.01 29,045 No 4 S Direct
Class A Common Stock Acquisiton 2020-06-02 365 $142.45 29,410 No 4 M Direct
Class A Common Stock Disposition 2020-06-02 365 $310.01 29,045 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-02 1,263 $0.00 1,263 $18.03
Class A Common Stock Class B Common Stock Acquisiton 2020-06-02 1,263 $0.00 1,263 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-06-02 1,263 $0.00 1,263 $0.00
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-02 902 $0.00 902 $30.15
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-02 875 $0.00 875 $48.00
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-02 365 $0.00 365 $142.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,821 2026-08-14 No 4 M Direct
1,263 No 4 M Direct
0 No 4 C Direct
5,416 2026-12-22 No 4 M Direct
15,762 2027-12-01 No 4 M Direct
10,965 2028-12-01 No 4 M Direct
Footnotes
  1. Includes 310 shares acquired through the Employee Stock Purchase Plan on May 15, 2020.
  2. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. The option was granted on August 15, 2016, the Vesting Commencement Date ("VCD"). One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
  4. Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
  5. The option was granted on December 23, 2016. The VCD is December 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
  6. The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates.
  7. The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.