Filing Details

Accession Number:
0001209191-20-034280
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-03 19:27:33
Reporting Period:
2020-06-01
Accepted Time:
2020-06-03 19:27:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1129260 Vocera Communications Inc. VCRA Communications Equipment, Nec (3669) 943354663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1412340 Alan Douglas Carlen C/O Vocera Communications, Inc.
525 Race Street
San Jose CA 95126
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-01 39,872 $0.00 112,117 No 4 A Direct
Common Stock Disposition 2020-06-01 12,253 $0.00 99,865 No 4 F Direct
Common Stock Disposition 2020-06-01 3,000 $20.00 96,864 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents a restricted stock unit award that vests in three equal annual installments commencing on June 1, 2021.
  2. Includes 463 shares of Common Stock acquired under the Issuer's employee stock purchase plan on May 14, 2020.
  3. Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
  4. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.