Filing Details

Accession Number:
0001337619-20-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-03 18:23:06
Reporting Period:
2020-06-01
Accepted Time:
2020-06-03 18:23:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497437 Brandon Thomas 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-01 10,535 $9.00 279,700 No 4 M Direct
Common Stock Disposition 2020-06-01 10,535 $74.12 269,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-01 10,535 $0.00 10,535 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,367 2011-07-28 2020-07-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,938 Indirect See footnote
Footnotes
  1. Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
  2. The Common Shares reported herein as being sold were sold at a range of between $74.00 and $74.40 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
  3. Represents shares held by a trust in which Mr. Thomas is the trustee.
  4. Original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
  5. Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.