Filing Details
- Accession Number:
- 0001104659-20-069454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-03 16:30:21
- Reporting Period:
- 2020-06-01
- Accepted Time:
- 2020-06-03 16:30:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1497770 | Walker & Dunlop Inc. | WD | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503844 | Iii W Howard Smith | C/O Walker &Amp; Dunlop, Inc. 7501 Wisconsin Avenue, Suite 1200E Bethesda MD 20814 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-01 | 15,000 | $13.05 | 152,137 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-01 | 9,409 | $40.66 | 142,728 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-01 | 15,000 | $0.00 | 15,000 | $13.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,268 | 2015-04-30 | 2022-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 312,321 | Indirect | The HIII 2011 Trust |
| Common Stock | 4,764 | Indirect | As Custodian for Daughter 1 |
| Common Stock | 4,764 | Indirect | By ADS 2015 Trust |
| Common Stock | 4,560 | Indirect | By HWS IV 2012 Trust |
| Common Stock | 4,764 | Indirect | By MHS 2010 Trust |
| Common Stock | 4,422 | Indirect | By MMAS 2008 Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.656 to $40.659. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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